DFX Intelligence
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Registered advisor
J••••• P••• B••••
Feed of 09/14/2026
Also filed as J••••• B••••
At current firm
12 y
since Nov 25, 2013
In the industry
20 y
since Jan 23, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 25, 2013 · Aberdeen, Sd
- W•••••• • R••• formerDec 20, 2006 to Dec 2, 2013 · Sioux Falls, Sd
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Dec 2, 2013, registered Nov 25, 2013 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address