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Registered advisor
R•••••• R••••••
Feed of 09/14/2026
Also filed as R••• R••••••
At current firm
14 y
since Aug 10, 2012
In the industry
20 y
since Dec 30, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 10, 2012 · Lakewood, Ca
- P•••• S••••••••• L•• no RAUMFeb 24, 2012 to May 11, 2012 · City Of Industry, Ca
- C•••• I••••••••• S••••••• C•••• formerSep 18, 2009 to Jan 20, 2012 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 29, 2006 to Dec 22, 2008 · Los Angeles, Ca
- M••••• S•••••• D• I••• unclassifiedMar 17, 2006 to Oct 30, 2006 · Long Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 5, 2006 to Feb 7, 2006 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 11, 2012, registered Aug 10, 2012 (91 days) · Other
- C•••• I••••••••• S••••••• C•••• to P•••• S••••••••• L••left Jan 20, 2012, registered Feb 24, 2012 (35 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Dec 22, 2008, registered Sep 18, 2009 (270 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 30, 2006, registered Nov 29, 2006 (30 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Feb 7, 2006, registered Mar 17, 2006 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address