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Registered advisor
M•••••• K• M••••••
Feed of 09/15/2026
Also filed as M••• K• M••••••••• M••••••••• K• M••••••••• K•••• M••••••
At current firm
14 y
since Aug 14, 2012
In the industry
21 y
since Sep 7, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Aug 14, 2012 · Plainfield, Ct
- L•• F•••••••• L•• BD affiliatedMay 26, 2009 to Aug 6, 2012 · Fort Mill, Sc
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••• S••••••••• I•••left Aug 6, 2012, registered Aug 14, 2012 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address