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Registered advisor
R••••• J• M•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePhiladelphia, Pa dual registrantIAPD 4995211
Feed of 09/14/2026
Also filed as R••••• J• M••••••••• J••••• M••••••••• M•••••
At current firm
15 y
since Nov 2, 2010
In the industry
21 y
since Jul 1, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 2, 2010 · Philadelphia, Pa
- M•• F•••••••• S•••••••• I••• formerMar 25, 2009 to Dec 15, 2009 · Lawrenceville, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 11, 2005 to Dec 10, 2008 · Mount Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 15, 2009, registered Nov 2, 2010 (322 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Dec 10, 2008, registered Mar 25, 2009 (105 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address