DFX Intelligence
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L••• A•• S•••••••••
As of · the IAPD feed; also filed as L•••• H••••••••• H• S•••••••••
- At current firm
- 6 y
- In the industry
- 20 y
- Prior registered firms
- 1
- Signals
- 0
since Oct 18, 2019
As of · the IAPD feed; also filed as L•••• H••••••••• H• S•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Milwaukee, Wi
- J••••• H•••••••• W••• L••••• L•• formerMar 19, 2019 to Oct 18, 2019 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address