DFX Intelligence
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Registered advisor
P•••••• G••••• C•••
Feed of 09/15/2026
Also filed as P•••••• C••••••••• G••••• C••••••••• C••••••••• G• C•••
At current firm
12 y
since Oct 8, 2013
In the industry
17 y
since Dec 19, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 8, 2013 · Hunt Valley, Md
- U•• F•••••••• S••••••• I••• wirehouseDec 22, 2008 to Sep 27, 2013 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 27, 2013, registered Oct 8, 2013 (11 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address