DFX Intelligence
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Registered advisor
B•••• S• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• S•••••• B••••
At current firm
5 y
since May 4, 2021
In the industry
20 y
since Oct 19, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 4, 2021 · Reno, Nv
- T• A••••••••• I••• formerMar 16, 2018 to May 4, 2021 · Anchorage, Ak
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to May 4, 2021 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerDec 23, 2016 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left May 4, 2021, registered May 4, 2021 (0 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left May 4, 2021, registered May 4, 2021 (0 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address