DFX Intelligence
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Registered advisor
T•••• S••••• A•••••
Feed of 09/14/2026
Also filed as T•• S••••• A••••••••• S••••• A•••••
At current firm
5 y
since Mar 31, 2021
In the industry
20 y
since Oct 12, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 31, 2021 · Fairport, Ny
- F•••••••• A••••••• S•••••••• L•• formerJul 12, 2013 to Jun 24, 2019 · Fairport, Ny
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 24, 2019, registered Mar 31, 2021 (646 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address