DFX Intelligence
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Registered advisor
J••••• J••••• M•••••••
Feed of 09/15/2026
At current firm
2 y
since Sep 26, 2023
In the industry
20 y
since Nov 23, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 26, 2023 · San Diego, Ca
- O•••• W•••••• I••• BD affiliatedMay 26, 2021 to Sep 28, 2023 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Sep 28, 2023, registered Sep 26, 2023 (-2 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address