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Registered advisor
J•••• R••••• G•••••
Feed of 09/14/2026
Also filed as J••• G•••••
At current firm
4 y
since Aug 30, 2022
In the industry
20 y
since Mar 17, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 30, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 3, 2013 to Sep 7, 2023 · Fort Worth, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 5, 2008 to Nov 11, 2011 · Omaha, Ne
- T• A••••••••• I••• formerAug 5, 2008 to Oct 14, 2022 · Omaha, Ne
- W•••• F•••• I••••••••• L•• unclassifiedJun 10, 2008 to Aug 1, 2008 · El Monte, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 20, 2006 to Mar 27, 2008 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Aug 30, 2022 (-373 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Dec 3, 2013 (-3237 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Nov 11, 2011, registered Aug 5, 2008 (-1193 days) · channel change inside one enterprise, not a move
- W•••• F•••• I••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Aug 1, 2008, registered Aug 5, 2008 (4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• I••••••••• L••left Mar 27, 2008, registered Jun 10, 2008 (75 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address