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Registered advisor
M•••••• D•••• A•••••••
Feed of 09/14/2026
Also filed as M••• D•••• A•••••••
At current firm
6 y
since Aug 3, 2020
In the industry
21 y
since Sep 20, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 3, 2020 · Post Falls, Id
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Aug 5, 2020 · Post Falls, Id
- S••••••• I••••••••• I••• formerAug 21, 2018 to Nov 2, 2018 · Post Falls, Id
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Aug 5, 2020, registered Aug 3, 2020 (-2 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address