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L••• A•• S•••••
Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Madison, CtIAPD 5068245
As of · the IAPD feed; also filed as L••• A•• T••••••••• A•• S••••••••• A•• S•••••••••
- At current firm
- 16 y
- In the industry
- 20 y
- Prior registered firms
- 2
- Signals
- 0
since May 28, 2010
As of · the IAPD feed; also filed as L••• A•• T••••••••• A•• S••••••••• A•• S•••••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 28, 2010 · Madison, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDNov 10, 2008 to Jun 4, 2010 · New Haven, Ct
- C••••• S••••• A••••••• L•• unclassifiedJul 28, 2006 to Oct 29, 2008 · Perrysburg, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Jun 4, 2010, registered May 28, 2010 (-7 days) · Affiliated broker-dealer or bank to another
- C••••• S••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 29, 2008, registered Nov 10, 2008 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address