DFX Intelligence
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Registered advisor
D•••• N••• S••••
Feed of 09/14/2026
At current firm
17 y
since Sep 18, 2009
In the industry
20 y
since Apr 15, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 18, 2009 · Leawood, Ks
- U•• F•••••••• S••••••• I••• wirehouseNov 12, 2007 to Sep 23, 2009 · Leawood, Ks
- W•••••• • R••• formerApr 17, 2006 to Nov 15, 2007 · Shawnee, Ks
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 23, 2009, registered Sep 18, 2009 (-5 days) · Wirehouse to wirehouse
- W•••••• • R••• to U•• F•••••••• S••••••• I•••left Nov 15, 2007, registered Nov 12, 2007 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address