DFX Intelligence
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Registered advisor
S••• W• S••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseWoodland Hills, Cadual registrantIAPD 5078257
Feed of 09/14/2026
At current firm
3 y
since Aug 9, 2023
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 9, 2023 · Woodland Hills, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Aug 2, 2023 · Valencia, Ca
- C••••• A•••••• N••••••• L•• formerOct 8, 2021 to Jun 29, 2023 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 2, 2023, registered Aug 9, 2023 (7 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedAug 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address