DFX Intelligence
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Registered advisor
M•••••• D•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
11 y
since Jul 1, 2015
In the industry
20 y
since Feb 8, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 1, 2015 · Bristol, Pa
- L•• F•••••••• L•• BD affiliatedNov 6, 2006 to Jul 9, 2015 · Bristol, Pa
- M••••••• V••• F•••••••• A••••••• S•••••••• L••• unclassifiedFeb 8, 2006 to Dec 31, 2012 · New Hope, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 9, 2015, registered Jul 1, 2015 (-8 days) · Other
- M••••••• V••• F•••••••• A••••••• S•••••••• L••• to L•• F•••••••• L••left Dec 31, 2012, registered Nov 6, 2006 (-2247 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address