DFX Intelligence
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Registered advisor
D•••••• W•••••• K••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
2 y
since Sep 19, 2024
In the industry
20 y
since Feb 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 19, 2024 · Arlington, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDMay 17, 2006 to Sep 20, 2024 · Mercer Island, Wa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 20, 2024, registered Sep 19, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address