DFX Intelligence
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E••• D•••• D••••••••
As of · the IAPD feed
- At current firm
- 2 y
- In the industry
- 20 y
- Prior registered firms
- 3
- Signals
- 3
since Mar 26, 2024
As of · the IAPD feed
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedarcapfo.comfirm site, Sep 16, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Designations
- CRPCreportedarcapfo.comas printed on the bio page, Sep 16, 2026
Registration history
IAPD current and previous registrations
- A•••• P••••••• L•• independent RIA currentsince Mar 26, 2024 · Plainview, Ny
- S••••••••• R•••••••• I••• O• F•••••• unclassifiedFeb 1, 2024 to May 8, 2025 · Pert Jefferson, Ny
- E•••••••• A•••••••• L•• national BDJul 6, 2023 to Feb 1, 2024 · Melville, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 1, 2021 to Jul 12, 2023 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• R•••••••• I••• O• F•••••• to A•••• P••••••• L••left May 8, 2025, registered Mar 26, 2024 (-408 days) · Other
- E•••••••• A•••••••• L•• to S••••••••• R•••••••• I••• O• F••••••left Feb 1, 2024, registered Feb 1, 2024 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Jul 12, 2023, registered Jul 6, 2023 (-6 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 8, 2025 · Advisor changed firm · fact
- ••• LockedFeb 1, 2024 · Advisor changed firm · fact
- ••• LockedJul 12, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address