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Registered advisor
N••••••• B••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseDowners Grove, Il dual registrantIAPD 5100341
Feed of 09/15/2026
Also filed as N••••••• B••••••••• B••••••••• M• B••••
At current firm
18 y
since Mar 13, 2008
In the industry
20 y
since Apr 3, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 13, 2008 · Lisle, Il
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Nov 30, 2007 · Lisle, Il
- M••••• S•••••• D• I••• unclassifiedAug 17, 2006 to Apr 2, 2007 · Lisle, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 30, 2007, registered Mar 13, 2008 (104 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address