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Registered advisor
M•••••• A•• D••••
Feed of 09/15/2026
Also filed as M•••••• L••••••••• A•• L••••••••• D••••
At current firm
7 y
since Jun 4, 2019
In the industry
20 y
since Sep 19, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 4, 2019 · Orland Park, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 7, 2009 to Apr 8, 2014 · Chicago, Il
- E•••••••• A•••••••• L•• national BDNov 6, 2006 to May 12, 2009 · Oak Brook, Il
- A••••••••• F•••••••• S•••••••• L•• national BDSep 19, 2006 to Oct 24, 2006 · Tinley Park, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Apr 8, 2014, registered Jun 4, 2019 (1883 days) · Other
- E•••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••left May 12, 2009, registered May 7, 2009 (-5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Oct 24, 2006, registered Nov 6, 2006 (13 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address