DFX Intelligence
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Registered advisor
K•••••••• L••••• W•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as K•••••••• L••••• P••••••••• W•••••••
At current firm
11 y
since Apr 27, 2015
In the industry
20 y
since Jul 3, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Apr 27, 2015 · Peachtree Cor, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 5, 2006 to Feb 5, 2007 · Chattanooga, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Feb 5, 2007, registered Apr 27, 2015 (3003 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address