DFX Intelligence
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S•••• N•• G•••••
S•••• G••••• is a Principal and Co-Founded W••••••••• S••••• C•••••• M••••••••• in 2009.at W••••••••• S••••• C•••••• M••••••••• L••IA-only· New York, Ny IAPD 5135856
Certified Financial Planner · Chartered Financial Analyst
As of · the IAPD feed; also filed as S•••• G•••••
- At current firm
- 2 y
- In the industry
- 20 y
- Prior registered firms
- 3
- Signals
- 0
since Nov 15, 2023
As of · the IAPD feed; also filed as S•••• G•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- S•••• G••••• is a Principal and Co-Founded W••••••••• S••••• C•••••• M••••••••• in 2009.reportedwsqcapital.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- W••••••••• S••••• C•••••• M••••••••• L•• independent RIA currentsince Nov 15, 2023 · Tulsa, Ok
- W••••••••• S••••• C•••••• M••••••••• L•• independent RIAApr 29, 2016 to Dec 31, 2019 · New York, Ny
- W••••••••• S••••• C•••••• M••••••••• L•• independent RIAMay 14, 2009 to Apr 16, 2012 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseNov 10, 2008 to May 13, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W••••••••• S••••• C•••••• M••••••••• L••left May 13, 2009, registered May 14, 2009 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address