DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• S• C••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseFarmington Hills, Mi dual registrantIAPD 5153122
Feed of 09/16/2026
Also filed as M•••••• S• C••••••••• S•••• C•••••••• S•••• C••••••
At current firm
4 y
since Mar 29, 2022
In the industry
20 y
since Aug 8, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 29, 2022 · Farmington Hills, Mi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 14, 2015 to Dec 31, 2020 · Leawood, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 7, 2014 to Apr 7, 2015 · Royal Oak, Mi
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2020, registered Mar 29, 2022 (453 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 7, 2015, registered Dec 14, 2015 (251 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address