DFX Intelligence
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Registered advisor
A•••••• Z•••••• P••••
Feed of 09/14/2026
Also filed as A•••••• Z•••••• P••••••••• Z• P••••
At current firm
14 y
since May 2, 2012
In the industry
18 y
since Dec 5, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 2, 2012 · Colorado Springs, Co
- U••• B•••••• I••••••••• I••• formerAug 13, 2008 to Mar 21, 2012 · Pueblo, Co
- W•••••• • R••• formerDec 6, 2007 to May 21, 2008 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to C•••••• S••••• • C••• I•••left Mar 21, 2012, registered May 2, 2012 (42 days) · Other
- W•••••• • R••• to U••• B•••••• I••••••••• I•••left May 21, 2008, registered Aug 13, 2008 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address