DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• P••• N•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as J••• P• N••••••••• N••••••••• N••••••••• P• N••••••• P• N•••••
At current firm
1 y
since Nov 14, 2024
In the industry
19 y
since Nov 10, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · El Segundo, Ca
- P•••• S••••••••• L•• no RAUMAug 8, 2014 to Nov 14, 2024 · El Segundo, Ca
- M•• F•••••••• S•••••••• I••• formerJun 4, 2007 to Jul 21, 2014 · Glendale, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Jul 21, 2014, registered Aug 8, 2014 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address