DFX Intelligence
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Registered advisor
M•• D•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••• D••••••• D••••••• I• D•••
At current firm
12 y
since Oct 31, 2013
In the industry
19 y
since Nov 2, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 31, 2013 · San Ramon, Ca
- M•• F•••••••• S•••••••• I••• formerJun 7, 2007 to Oct 9, 2013 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Oct 9, 2013, registered Oct 31, 2013 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address