DFX Intelligence
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Registered advisor
J•••• C•••• D••••
Feed of 09/14/2026
Also filed as J•••• C• D•••••••• D••••••••• C•••• D•••• I••••••• C•••• D••••••••• C•••• D••••••••• C• D••••
At current firm
6 y
since Nov 27, 2019
In the industry
20 y
since Aug 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 27, 2019 · Bellevue, Oh
- R•••••• J•••• • A••••••••• I••• national BDFeb 20, 2007 to Nov 4, 2019 · Beachwood, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 4, 2019, registered Nov 27, 2019 (23 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address