DFX Intelligence
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Registered advisor
G•••••• A•••••• B•••••••••
Feed of 09/14/2026
Also filed as G•••••• A• B•••••••••
At current firm
5 y
since Jul 8, 2021
In the industry
19 y
since Aug 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 8, 2021 · Tampa, Fl
- I••••••••• A•••••• unclassifiedMay 19, 2021 to Sep 30, 2021 · Brandon, Fl
- M•••• L••••• F•••••••• unclassifiedFeb 14, 2008 to Jul 8, 2013 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• A•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 30, 2021, registered Jul 8, 2021 (-84 days) · Other
- M•••• L••••• F•••••••• to I••••••••• A••••••left Jul 8, 2013, registered May 19, 2021 (2872 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address