DFX Intelligence
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Registered advisor
J•••••• A• S•••••
Feed of 09/14/2026
Also filed as J•••••• A•••• S••••••••• A•••• S•••••
At current firm
7 y
since Jul 29, 2019
In the industry
19 y
since Mar 17, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 29, 2019 · Reno, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2007 to Jul 30, 2019 · Reno, Nv
- W•••••• • R••• formerMar 19, 2007 to Oct 8, 2007 · Reno, Nv
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jul 30, 2019, registered Jul 29, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 8, 2007, registered Oct 11, 2007 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address