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RIA Intelligence

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Registered advisor

J•••• J••• F•••••••

C•••••• S••••• • C••• I•••national BDWalnut Creek, Cadual registrantIAPD 5232696

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• J••• F•••••••

At current firm

6 y

since Nov 27, 2019

In the industry

18 y

since Nov 21, 2007 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Nov 27, 2019 · Walnut Creek, Ca

T• A••••••••• I••• former
Feb 27, 2018 to Nov 19, 2019 · Pleasanton, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Nov 19, 2019 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jun 27, 2016 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Nov 19, 2019, registered Nov 27, 2019 (8 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Nov 19, 2019, registered Nov 27, 2019 (8 days) · channel change inside one enterprise, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address