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Registered advisor
C•••••••• J••• B••••
Feed of 09/15/2026
Also filed as C•••••••• J••• F••••••••• J•••• B••••••••• J••• B••••••••• J• B••••
At current firm
7 y
since Jun 25, 2019
In the industry
18 y
since Oct 19, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 25, 2019 · San Antonio, Tx
- R•• C•••••• M••••••• L•• national BDOct 22, 2007 to Jun 26, 2019 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 26, 2019, registered Jun 25, 2019 (-1 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address