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Registered advisor
M••• W•••••
Feed of 09/15/2026
Also filed as C•••• W••••••••• T•••••••
At current firm
12 y
since Jul 17, 2014
In the industry
19 y
since Feb 20, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 17, 2014 · Jacksonville, Fl
- E•••••••• A•••••••• L•• national BDAug 2, 2013 to Oct 25, 2013 · Toms River, Nj
- M•• F•••••••• S•••••••• I••• formerApr 4, 2011 to Feb 13, 2012 · Cranford, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 21, 2007 to Mar 14, 2011 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 25, 2013, registered Jul 17, 2014 (265 days) · Affiliated broker-dealer or bank to wirehouse
- M•• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Feb 13, 2012, registered Aug 2, 2013 (536 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Mar 14, 2011, registered Apr 4, 2011 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address