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Registered advisor
J•••••• J•••• P••••••••
Feed of 09/15/2026
Also filed as J•••••• P••••••••• J• P••••••••
At current firm
0 y
since Feb 13, 2026
In the industry
19 y
since Mar 30, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Saint Paul, Mn
- U••• B•••••• I••••••••• I••• formerDec 10, 2014 to Feb 13, 2026 · Saint Paul, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDApr 8, 2011 to Aug 1, 2014 · Minneapolis, Mn
- U••• B•••••• I••••••••• I••• formerMar 15, 2010 to Mar 24, 2011 · Saint Paul, Mn
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to U••• B•••••• I••••••••• I•••left Aug 1, 2014, registered Dec 10, 2014 (131 days) · Other
- U••• B•••••• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Mar 24, 2011, registered Apr 8, 2011 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address