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L•••• E••••• B•••••
From 2006 to 2009, Louis worked as a financial advisor in the US Wealth Management division at UBS.at W••••••••• S••••• C•••••• M••••••••• L••IA-only· New York, NyIAPD 5265166
As of · the IAPD feed; also filed as L•••• B•••••
- At current firm
- 12 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 5, 2014
As of · the IAPD feed; also filed as L•••• B•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- From 2006 to 2009, Louis worked as a financial advisor in the US Wealth Management division at UBS.reportedwsqcapital.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- W••••••••• S••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 5, 2014 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseNov 10, 2008 to May 13, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W••••••••• S••••• C•••••• M••••••••• L••left May 13, 2009, registered Jun 5, 2014 (1849 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address