DFX Intelligence
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Registered advisor
J•••• B•••••• K••••
Feed of 09/14/2026
Also filed as J•••• K••••
At current firm
2 y
since Aug 29, 2024
In the industry
15 y
since Aug 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 29, 2024 · Panama City, Fl
- L•• F•••••••• L•• BD affiliatedJun 25, 2024 to Aug 22, 2024 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 1, 2022 to Jun 6, 2024 · Panama City, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Aug 22, 2024, registered Aug 29, 2024 (7 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Jun 6, 2024, registered Jun 25, 2024 (19 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedAug 22, 2024 · Advisor changed firm · fact
- ••• LockedJun 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address