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Registered advisor
P•••• J• S•••••••
Feed of 09/14/2026
Also filed as P•••• S••••••• C••••••••• S•••••••
At current firm
11 y
since May 22, 2015
In the industry
16 y
since Apr 5, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 22, 2015 · Burlington, Vt
- U•• F•••••••• S••••••• I••• wirehouseMay 5, 2010 to May 14, 2015 · South Burlington, Vt
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 14, 2015, registered May 22, 2015 (8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address