DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• C••••••• W••••
Feed of 09/14/2026
Also filed as T•••••• H••••••••• C•••••• W••••••••• C• W••••
At current firm
15 y
since Jan 7, 2011
In the industry
17 y
since Jul 14, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 7, 2011 · Napa, Ca
- W•••••• • R••• formerJul 15, 2009 to Sep 28, 2010 · Concord, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to U•• F•••••••• S••••••• I•••left Sep 28, 2010, registered Jan 7, 2011 (101 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address