DFX Intelligence
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Registered advisor
C•••••• D•••• F••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• B•••
At current firm
13 y
since Feb 25, 2013
In the industry
41 y
since Mar 1, 1985 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• C•••• L•• state registered currentsince Feb 25, 2013 · Centennial, Co
- A•••••• A••••••• S••••••• formerMar 28, 2007 to Feb 17, 2010 · Centennial, Co
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to P••• C•••• L••left Feb 17, 2010, registered Feb 25, 2013 (1104 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address