DFX Intelligence
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Registered advisor
C••••••••• D• J•••••
Feed of 09/14/2026
Also filed as C••••••••• D••••• J•••••
At current firm
11 y
since Sep 30, 2014
In the industry
19 y
since Sep 13, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 30, 2014 · Hattiesburg, Ms
- M•• F•••••••• S•••••••• I••• formerMar 6, 2009 to Oct 2, 2014 · Gautier, Ms
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 17, 2007 to Apr 2, 2008 · Mobile, Al
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Oct 2, 2014, registered Sep 30, 2014 (-2 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Apr 2, 2008, registered Mar 6, 2009 (338 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address