DFX Intelligence
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Registered advisor
M•••••• R• M••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M••• M••••
At current firm
3 y
since Aug 31, 2023
In the industry
17 y
since Aug 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 31, 2023 · Spokane, Wa
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Feb 1, 2024 · Helena, Mt
- C••••• A•••••• N••••••• L•• formerSep 12, 2017 to Jun 29, 2023 · Helena, Mt
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Feb 1, 2024, registered Aug 31, 2023 (-154 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedFeb 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address