DFX Intelligence
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Registered advisor
R••••• D•••• D•••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R••••• D• D•••
At current firm
2 y
since Nov 10, 2023
In the industry
19 y
since Jul 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••••• C•••••• independent RIA currentsince Nov 10, 2023 · Naples, Fl
- P••• S••••• C••••••• L•• unclassifiedDec 20, 2021 to Sep 18, 2023 · St Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 23, 2015 to Oct 8, 2021 · Clayton, Mo
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 17, 2007 to Mar 26, 2009 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- P••• S••••• C••••••• L•• to S••••••• C••••••left Sep 18, 2023, registered Nov 10, 2023 (53 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• S••••• C••••••• L••left Oct 8, 2021, registered Dec 20, 2021 (73 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 26, 2009, registered Dec 23, 2015 (2463 days) · Other
Signals
- ••• LockedSep 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address