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Registered advisor
K•••• G••••• N••••••
Feed of 09/14/2026
Also filed as K•••• G••••• N••••••
At current firm
15 y
since Oct 13, 2010
In the industry
18 y
since Sep 28, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Oct 13, 2010 · Lima, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 1, 2010 to Oct 18, 2010 · Dearborn, Mi
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 25, 2009 to Oct 4, 2010 · Lima, Oh
- U•• F•••••••• S••••••• I••• wirehouseOct 2, 2007 to Sep 25, 2009 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 18, 2010, registered Oct 13, 2010 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 4, 2010, registered Oct 1, 2010 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address