DFX Intelligence
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Registered advisor
D••••• T• D•••••
Feed of 09/14/2026
Also filed as D••••• D••••••••• T••••• D••••••••• T• D•••••
At current firm
4 y
since Apr 12, 2022
In the industry
18 y
since Jan 31, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 12, 2022 · New York City, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 11, 2021 to Sep 7, 2023 · New York, Ny
- T• A••••••••• I••• formerDec 11, 2021 to Oct 14, 2022 · New York, Ny
- T• A••••••••• I••• formerJul 2, 2013 to Jan 11, 2021 · New York, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 25, 2013 to Dec 31, 2020 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Apr 12, 2022 (-513 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Dec 11, 2021 (-307 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Jul 2, 2013 (-2739 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address