DFX Intelligence
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Registered advisor
J••••••• I••• N•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••••• I••• N••••••••• I••• N•••••
At current firm
7 y
since Nov 6, 2018
In the industry
18 y
since Nov 13, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Nov 6, 2018 · Walnut Creek, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 7, 2018 · San Francisco, Ca
- M•• F•••••••• S•••••••• I••• formerMar 4, 2009 to Mar 25, 2017 · San Jose, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 2, 2008 to Dec 18, 2008 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Nov 7, 2018, registered Nov 6, 2018 (-1 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M•• F•••••••• S•••••••• I•••left Dec 18, 2008, registered Mar 4, 2009 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address