DFX Intelligence
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Registered advisor
E•••••••• A••• W•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as E•••••••• A••• A••••
At current firm
14 y
since Oct 3, 2011
In the industry
18 y
since Nov 14, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 3, 2011 · Papillion, Ne
- C••••• A•••••• N••••••• L•• formerJan 8, 2008 to Oct 4, 2011 · Papillion, Ne
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 4, 2011, registered Oct 3, 2011 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address