DFX Intelligence
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Registered advisor
H•••••• M•••• M•••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedNew Braunfels, Tx dual registrantIAPD 5425862
Certified Financial Planner
Feed of 09/15/2026
Also filed as H•••••• M•••• M••••••••• M•••• F••
At current firm
8 y
since Jan 2, 2018
In the industry
19 y
since Aug 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 2, 2018 · New Braunfels, Tx
- R•••••• J•••• • A••••••••• I••• national BDApr 21, 2016 to Dec 21, 2017 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 21, 2017, registered Jan 2, 2018 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address