DFX Intelligence
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Registered advisor
T•••• R•• B•••••
Feed of 09/14/2026
Also filed as T•••• R•• G•••••••
At current firm
1 y
since Oct 4, 2024
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 4, 2024 · Valentine, Ne
- A••••••••• F•••••••• S•••••••• L•• national BDSep 13, 2016 to Oct 3, 2024 · Winner, Sd
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 3, 2024, registered Oct 4, 2024 (1 day) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address