DFX Intelligence
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Registered advisor
M••• A•••• F•••••
Feed of 09/14/2026
At current firm
16 y
since Jan 21, 2010
In the industry
18 y
since Jan 2, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 21, 2010 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 3, 2008 to Apr 14, 2009 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••left Apr 14, 2009, registered Jan 21, 2010 (282 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address