DFX Intelligence
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Registered advisor
D•••••••• A••••• S••••••••
Feed of 09/14/2026
At current firm
7 y
since Dec 17, 2018
In the industry
18 y
since May 2, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 17, 2018 · Boca Raton, Fl
- R•••••• J•••• • A••••••••• I••• national BDMay 21, 2015 to Dec 17, 2018 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Dec 17, 2018, registered Dec 17, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address