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Registered advisor
A••• B••••••• K••
Feed of 09/15/2026
Also filed as A••• B• K••••••••• B••••••• K••••••••• B••••••• K•••••••••
At current firm
1 y
since Nov 14, 2024
In the industry
18 y
since May 2, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Bedminster, Nj
- P•••• S••••••••• L•• no RAUMMar 11, 2016 to Nov 14, 2024 · Cranford, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDDec 8, 2015 to Feb 26, 2016 · Red Bank, Nj
- E•••••••• A•••••••• L•• national BDMay 2, 2008 to Apr 8, 2011 · Wall, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Feb 26, 2016, registered Mar 11, 2016 (14 days) · Other
- E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 8, 2011, registered Dec 8, 2015 (1705 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address