DFX Intelligence
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Registered advisor
D••••• D• H•••••
Feed of 09/14/2026
Also filed as D•••• H••••••••• H••••••••• D• H•••••
At current firm
17 y
since Sep 4, 2009
In the industry
18 y
since Apr 14, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 4, 2009 · Portland, Or
- M•• F•••••••• S•••••••• I••• formerMar 10, 2009 to Aug 28, 2009 · Walnut Creek, Ca
- M••••• S•••••• • C•• L•• unclassifiedJul 1, 2008 to Nov 20, 2008 · Stockton, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 28, 2009, registered Sep 4, 2009 (7 days) · Other
- M••••• S•••••• • C•• L•• to M•• F•••••••• S•••••••• I•••left Nov 20, 2008, registered Mar 10, 2009 (110 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address